SEC
-
Insight
U.S. SEC investigating Goldman Sachs over ESG funds – WSJ
(Reuters) – The U.S. Securities and Trade Fee is trying into Goldman Sachs Group Inc’s asset-management division over its funds…
Read More » -
Insight
U.S. SEC gets ready to propose changes to stock market operations – WSJ
(Reuters) – The U.S. Securities and Change Fee (SEC) is making ready to suggest huge modifications to the inventory market…
Read More » -
Insight
SEC settles with Florida firm over $410 million IPO-linked fraud
NEW YORK (Reuters) – The U.S. Securities and Trade Fee has reached a settlement with a Florida agency it mentioned…
Read More » -
Insight
U.S. SEC unveils rules to ensure ESG funds follow through on investments
By Katanga Johnson and Ross Kerber WASHINGTON/BOSTON (Reuters) -The U.S. Securities and Change Fee (SEC) on Wednesday proposed a pair…
Read More » -
Insight
BNY Mellon unit pays $1.5 million over ESG fund misstatements -U.S. SEC
By Katanga Johnson WASHINGTON (Reuters) -The U.S. Securities and Change Fee (SEC) on Monday stated BNY Mellon Funding Adviser had…
Read More » -
Insight
SEC sues Florida firm that raised $410 million for IPO-linked fraud -filings
By Jonathan Stempel NEW YORK (Reuters) -The U.S. Securities and Alternate Fee on Friday sued a Florida agency it mentioned…
Read More » -
Insight
SEC adds China’s JD.com to list of over 80 firms facing delisting risk
(Reuters) -The U.S. Securities and Change Fee (SEC) added over 80 companies, together with China’s JD.com, to a listing of…
Read More » -
Insight
U.S. SEC ramps up crypto fraud oversight by adding 20 employees
(Reuters) – The U.S. Securities and Alternate Fee (SEC) mentioned on Tuesday it’s going to add 20 positions to its…
Read More » -
Sports
SEC proving to be a preferred destination for transfers
Quarterback Jaxson Dart didn’t know precisely the place he wished to go upon deciding to depart USC, simply that the…
Read More » -
Canada
B.C. businessman David Sidoo faces allegations of fraud in complaint by U.S. SEC
Vancouver businessman David Sidoo was allegedly a part of a enterprise ring that defrauded traders out of hundreds of thousands…
Read More »